The Wall Street
Journal recently reported that the NASD, the main self-regulatory
body for brokerage firms, has begun
an inquiry into possible conflicts of interest by investment
bankers who provide both M&A advisory services and fairness
opinions for the same transactions.
This is the first in a six-part series of updates on the
"state-of-the-market" and some guidelines relating to the
use of this important tool for fiduciaries. |